Become a Stock Broker in California

Template:Stub To become a stockbroker in California, a person needs to pass two test administered by the NASD.

Steps

1. Call the NASD to ask about the series 63 exam.
2. Get a sponsor. After passing the series 63 exam. you need to get sponsored by a member of the NASD, in order to take the second exam which is the series 7.
3. After finding a sponsor, take the series 7 exam and if you pass.

Warnings

• It is a very difficult job and it is also difficult to get sponsored.

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